UMB Bank is seeking an Investor Services AML Analyst I to assist with operations related to anti-money laundering processes for alternative investment clients. The role involves ensuring compliance with AML guidelines, processing investor-related transactions, and acting as a resource for client inquiries.

Responsibilities

• Under direct supervision, assist with routine operations related to investor services functions, specifically related to anti-money laundering (AML) processes, for multiple alternative investment clients and funds
• Ensure that prospective investors meet AML guidelines and have completed documentation according to the fund requirements when processing investor-related transactions, including subscriptions, transfers and re-registrations
• Complete archival of investor and client documentation ensuring a full audit trail exists for subsequent retrieval
• Identify and resolve problems within established guidelines
• Correspond with the fund and investors regarding onboarding documentation
• Act as a resource for client and investor inquiries regarding their documentation
• Understand the policies and procedures of the AI department
• Understand the various product types being supported
• Understand the AML requirements as applicable to both domestic and offshore funds
• Participate in projects/project teams
• Other duties as assigned

Skills

• Strong organizational skills
• Basic Microsoft Office skills
• Demonstrate strong attention to detail
• Ability to work under extreme deadlines
• Exhibit good analytical and problem-solving skills
• Demonstrate strong written and verbal communication skills
• Demonstrate initiative both independently and within a team
• Exhibit good communication skills and the ability to see a task through to completion
• Demonstrate good work habits and attendance and follow policies and procedures
• Associate degree or two years of post-high school education. High school diploma or equivalent and directly related work experience may be considered in lieu of an associate degree or two years of post-high school education
• Knowledge of BSA and the US Patriot Act
• Knowledge of IRS Form W-9, W-8 and CRS certifications
• Clerical experience in a financial services environment

Benefits

• Paid Time Off
• A 401(k) matching program
• Annual incentive pay
• Paid holidays
• A comprehensive company sponsored benefit plan including medical, dental, vision, and other insurance coverage
• Health savings, flexible spending, and dependent care accounts
• Adoption assistance
• An employee assistance program
• Fitness reimbursement
• Tuition reimbursement
• An associate wellbeing program
• An associate emergency fund
• Various associate banking benefits

Company Overview